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Q:

Investigation Protocols and Guidelines

Asked on 31 January

We are interested in revising our internal investigation protocols for compliance officers and legal staff and are interested in seeing what other companies have in place.   Would anyone be willing to share any insights or related documents?  Thank you!

Moderator note: Members willing to share sample policy language or guidelines can send such documents directly to the moderator. We are happy to redact any donated documents to preserve members' anonymity.
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The Legal and Compliance Policy Forum allows compliance and legal professionals to share questions, insights, and expertise about company policies and procedures.  Subjects for discussion include, but are not limited to, policy development and authorization, policy language, policy communication and certification, and policy architecture.

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Griffin Farha
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